​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​Compliance audits

The Department of Employment, Small Business and Training undertakes compliance audits against the departmental funding programs outlined in the Annual VET Investment Plan, including User Choice, Certificate 3 Guarantee and Higher Level Skills, to determine if the pre-qualified supplier is satisfactorily addressing the requirements of its PQ​S agreement.

By entering into a PQS agreement, the supplier commits to meet its obligations for compliance including:

  • being responsible for establishing and implementing controls to assist in maintaining compliance
  • being responsible for the maintenance and preparation of any audit evidence requested by the department
  • providing the department and its auditors with access to all information requested for the purpose of conducting an audit and/or confirming compliance.

Queensland VET Quality Framework - Strategic audit plan 2018-2021

​The Strategic audit plan 2018​2021 (PDF, 229 ​KB)​ sets out to advance the Queensland VET Quality Framework through a renewed focus on pre-qualified supplier contract compliance and performance. The plan outlines the key priorities, service values and focus areas that underpin this assurance of PQS compliance with Queensland contractual requirements, which in turn, will support continuous improvement in the quality of VET offered to Queenslanders.​​

Evidence requirements

Ongoing compliance audits are conducted throughout the year. Please refer to the evidence requirements below for information on how to assist your organisation in addressing compliance.

For a list of changes from the last version of the evidence requirements, please refer to VET Investment and User Choice evidence requirement changes 2018–19 (PDF, 525 KB)​ – effective 6 August 2018.​​

Read frequently asked questions​ to learn more about the evidence requirements.​

Historical evidence r​​​​equirements

Access evidence requirements for User Choice and VET Investment programs from previous financial years​.

Compliance​​ audit templates

To allow for transparency within the audit process, pre-qualified suppliers are provided with a copy of the audit report template related to the program being audited as well as a copy of the Verification of PQS audit fieldwork document when a notification of compliance audit is issued.

Compliance audit webinars

Our webinar recordings, transc​ripts and frequently asked questions provide pre-qualified suppliers with more information on PQS compliance, the audit process and what auditors are looking for when conducting audits.

We are currently reviewing our compliance audit webinars. These will be available soon so please keep watching this space.​

Licence
Creative Commons Attribution 3.0 Australia (CC BY 3.0) (https://creativecommons.org/licenses/by/3.0/au/ )
Last updated
16 November 2018